Online Registration Please fill in the following: Account Type Individual Joint Corporate Primary Account Holder(*) Mr Mrs Miss Dr. Prof. Mx. Lord Lady Employment Status(*) Employed Self-Employed Retired Student Non-Employed Line of Business(*) Are you employed by a registered securities, broker/dealer, investment advisor, bank, law-firm or financial institution?(*) Yes No Are you director or 10% shareholder in a publicly held company?(*) Yes No Have you, or any immediate family members, held elected office in the United Kingdom or the European Union?(*) Yes No Secondary Account Holder Mr Mrs Miss Dr. Prof. Mx. Lord Lady Are you employed by a registered securities, broker/dealer, investment advisor, bank, law-firm or financial institution? Yes No Are you director or 10% shareholder in a publicly held company? Yes No Have you, or any immediate family members, held elected office in the United Kingdom or the European Union? Yes No INVESTMENT PROFILE Investement Objective(*) Current Income (Preservation of capital with a primary consideration on current income) Balanced (A balance between capital appreciation and current income with a primary focus on the latter) Growth & Income (A balance between capital appreciation and current income with a primary focus on the former) Growth(Capital appreciation through quality equity/bond/etf investments Maximum Growth(Maximum capital appreciation with a higher risk appetite) Speculation (Maximum total return involving a higher degree of risk through implementation of leverage and other multipliers) Annual Income(*) Less than $50k Between $50k and $250k Between $250k and $750k More than $750k Net Worth (*) Less than $250k Between $250k and $1mil. Between $1mil. and $5mil. More than $5mil. Capital Available for Investments(*) Less than $50k Between $50k and $250k Between $250k and $1mil. More than $1mil. INVESTMENT PROFILE Crypto Assets none limited good excellent Wines / Whiskey / Diamonds none limited good excellent Carbon Credits none limited good excellent Mutual Funds none limited good excellent How often do you trade?(*) more than once a year more than once a month more than once a week daily What is the main purpose and expected use of the account?(*) Investment account with transfers for expenses Long term investment with occasional transfers for expenses? Savings for retirement Please read and sign I hereby request that Financial PTY open an account in the name(s) as listed in the form I will hereby submit. I understand that there are no fees associated with the account opening process and that the account is not designed for day-trading or real-time trading purposes. I further acknowledge that the investment vehicles I hereby agree to purchase are subject to investment risk, including, but not limited to the possible loss of most or all of my participation, depending on market conditions, due to high volatility and liquidity availability in the markets, I may not be able to sell the positions I am holding. I understand that Financial PTY does not provide tax, legal or accounting advice, that I have done my personal due diligence about these instruments, independent of what Financial PTY has provided and I am of legal capacity to enter into this agreement. Today's Date* SUBMIT YOUR REGISTRATION